Compliance & AML
AML and Compliance Services for Investment Structures
Independent, risk-based compliance and AML/CFT oversight supporting clear governance, escalation and regulatory accountability.
Service overview
Independent oversight aligned with regulatory expectations
FundSight provides Responsible du Contrôle services focused on the oversight and control of AML/CFT frameworks for Luxembourg regulated entities.
Our role is to assess control effectiveness, challenge weaknesses, monitor remediation and report material matters to the relevant governance bodies.
The approach is independent, proportionate and risk-based, with clear documentation, escalation and regulatory accountability.
Our scope
Four connected compliance and AML/CFT functions
A concise framework covering oversight, challenge, documentation and reporting.
AIFMD and UCITS Compliance
Oversight supporting Management Company governance and regulated fund structures within applicable Luxembourg and European requirements.
AML/CFT Framework Oversight
Independent review of policies, controls, risk assessments, due-diligence arrangements and remediation processes.
Responsible du Contrôle Services
External or co-sourced RC services covering challenge, escalation, documentation and formal governance reporting.
Reporting and Documentation
Decision-ready reporting to Boards and senior management, supported by clear records of findings, actions and follow-up.
How we operate
Independent challenge with practical governance
Objective oversight
Control effectiveness and material weaknesses are assessed with appropriate independence from operational processing.
Risk-based control
Review intensity is calibrated to the structure, risk profile and materiality of the underlying compliance issues.
Clear escalation and follow-up
Findings, remediation actions and decisions are documented and reported through defined governance channels.
Independent oversight, not operational AML processing
The Responsible du Contrôle function provides oversight, challenge and reporting. It does not perform first-line activities such as investor onboarding, transaction processing or customer due diligence.
Client value
Stronger governance and clearer regulatory accountability
Clear visibility over material risks, weaknesses and remediation priorities.
Structured reporting supporting Board decisions and regulatory readiness.
A proportionate control framework without unnecessary operational complexity.
Point of contact
Discuss your compliance and AML/CFT requirements
Emmanuel Nantas
Group Head of Compliance
Related ManCo functions
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Looking for independent compliance and AML/CFT oversight?
Speak with FundSight about your control framework, governance model, reporting needs and Responsible du Contrôle requirements.
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