Substance & Governance

We provide real substance through our experienced local teams, a robust proprietary risk management system, and the financial strength of our group. Our clearly defined supervisory model ensures strong governance that fully meets legal and regulatory requirements.
What we offer:

• A fund management company fully compliant with UCITS and AIF substance requirements
• A strong balance sheet that supports long-term stability
• Flexible Risk Management infrastructure
• Experienced directors who provide effective oversight and governance

Risk Management & Investment Restrictions Monitoring

Over the years, in response to growing demands for stronger risk controls, transparency, and regulatory reporting, we’ve built a robust proprietary platform focused entirely on risk management and oversight.
Our risk management offering includes:

• Permanent, dedicated risk management functions
• Daily identification, assessment, and monitoring of key risk metrics and performance indicators
• Ongoing production and monitoring of legal investment limits and compliance with prospectus-defined investment policies
• Supervision of delegated functions
• Financial reporting management
• PRIIPS KIID set-up, maintenance, translation and dissemination
• AIFMD reporting

Start-up support & Domiciliation Service

We work closely with you to help achieve your business development goals. Together, we design innovative fund structures and the right organizational setup. Our team supports you throughout the process—from reviewing offering documents and preparing legal contracts to coordinating with operational and regulatory stakeholders.
We offer a full range of domiciliation and corporate secretarial services, including:

• Fund registration at our address
• Secure storage of all fund documentation
• Management of external communications
• Organization of board and shareholder meetings

Investment Management Services

Leveraging on our Group’s trading desk capabilities, we can act as your Investment Manager. Based on your recommendations, we handle investment execution and compliance checks, ensuring full regulatory alignment.
Our services include:

• Responsibility for investment decisions before the regulator
• Implementation and setup of the investment policy
• Pre-compliance monitoring of investment recommendations
• Transaction execution
• Order tracking, execution control, and fund booking
• Ongoing compliance support with auditors and regulators, including for OTC instruments and non-regulated market investments

We listen to our clients. We do not provide only a service but develop solutions for you.

Check out our additional services

We go the extra mile for our clients by constantly developing a number of value added services to relieve you from all the administrative tasks. We have always seen ourselves as the extension of our clients’ office, your watchdog. We offer you:

• Assistance with the creation and execution of a successful
  distribution strategy
• Registration or notification and maintenance in all distribution
  markets with up-to-date market analysis and intelligence
• Directorship: provision of administrative assistance to the
  Management of the Fund
• UCITS & AIFs platforms : speed access to the market
  thanks to sub-fund rental solutions

What else?

EMIR Services : LEI number registration, annual maintenance,
trade reporting and portfolio reconciliation

FATCA Services : Provision of a Responsible Officer/PoC,
registration on the IRS website, GIIN request, due diligence and
monitoring of the delegated activities, various reporting

MLRO (Money Laundering Responsible Officer) Services:
Provision of the MLRO, training program, coordination with the
administrators/custodians…